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When Tax Structures Are Considered an Abuse of Law

Tax plan­ning gen­er­al­ly pur­sues legit­i­mate eco­nom­ic objec­tives. In prac­tice, how­ev­er, tax author­i­ties may con­sid­er a struc­ture to con­sti­tute an abuse of legal arrange­ments under Ger­man tax law.

In such sit­u­a­tions, the dis­cus­sion often moves beyond indi­vid­ual tax pro­vi­sions and focus­es instead on the over­all legal and eco­nom­ic assess­ment of the struc­ture.

The key ques­tion then becomes whether the struc­ture has a gen­uine eco­nom­ic ratio­nale or whether it pri­mar­i­ly serves tax purposes.

At this stage, a care­ful legal analy­sis can help clar­i­fy the back­ground and rea­son­ing of the struc­ture, explain the deci­sion-mak­ing process and place the arrange­ment with­in its legal framework.

The objec­tive is not con­fronta­tion but a clear legal expla­na­tion of the struc­ture, ide­al­ly before the dis­cus­sion esca­lates into a fun­da­men­tal chal­lenge to the arrange­ment itself.

In prac­tice, sit­u­a­tions of this kind rarely arise from a sin­gle iso­lat­ed deci­sion. Rather, they typ­i­cal­ly result from a sequence of struc­tur­al steps – such as cor­po­rate reor­gan­i­sa­tions, trans­fers of assets or changes in share­hold­ings – that may each appear legit­i­mate when viewed indi­vid­u­al­ly. Only when the over­all struc­ture is exam­ined in its eco­nom­ic and legal con­text does the ques­tion arise whether the arrange­ment still reflects a gen­uine busi­ness purpose.

This illus­trates why tax-dri­ven struc­tur­ing should always be analysed not only from a tax per­spec­tive but also from a legal and struc­tur­al point of view. A care­ful legal assess­ment can often clar­i­fy whether a par­tic­u­lar struc­ture is defen­si­ble with­in the exist­ing legal frame­work or whether adjust­ments may be advisable.

Fur­ther exam­ples of tax-influ­enced cor­po­rate struc­tures are dis­cussed under Tax-Dri­ven Cor­po­rate Struc­tures.

In prac­tice, such dis­cus­sions often arise dur­ing tax audits, when cor­po­rate struc­tures are exam­ined more close­ly. This is dis­cussed in When Tax Audits Raise Struc­tur­al Ques­tions.

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Author: Sabine Unkel­bach-Tom­czak is a Ger­man attor­ney (Recht­san­wältin) and cer­ti­fied spe­cial­ist lawyer for tax law. Her advi­so­ry work focus­es on legal issues at the inter­sec­tion of tax law, cor­po­rate law and cross-bor­der mat­ters.
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